Nikolas Kloufetos

Managing Director | Advice Compliance Support

Nikolas is a trusted risk and compliance consultant to a number of Australian Financial Services Licensees and Financial Advisers across Australia. With over 18 years of demonstrated experience in the Banking, Finance and Wealth Management industry covering:
• Risk Management and Compliance
• Financial Advice Review and Remediation Projects
• Strategic Management and Leadership
• Business Process Improvement
• Reporting and Analytics
Nikolas’ has worked for a number of small to large international and domestic financial institutions including all of the 'big four' Australian Banks. Nikolas’ hold a Bachelor of Economics (Economics/Business Law) from Macquarie University an Executive MBA from the AGSM (UNSW/USYD), a Diploma of Financial Planning and an Advanced Diploma of Financial Planning.